AML Concern form

AML Concern form

Raising a concern about an IAB member in breach of the Money Laundering Regulations 2017.
This form should only be used to raise a concern about non-compliance with the Money Laundering Regulations – if you wish to complain about the conduct or practice of an IAB member, please submit this via the complaints form.

Professionals offering accountancy services to the public are required to comply with the Money Laundering Regulations. These regulations are designed to reduce the risk of professional services being used to facilitate money laundering. If you know or suspect that a professional is failing to comply with the regulations, you can report this to the IAB as an Anti Money Laundering Supervisor.

1. Your details

You don’t need to give us your identity or contact details, although it would make it easier if we need to clarify things or ask for further information. If you have provided contact details then we may well proactively contact you if we require any further information, unless you specifically ask us not to.

Should you provide your details to allow further contact, but wish to remain anonymous, please mark this clearly below. The IAB will endeavour to maintain your anonymity, however, in certain circumstances this may not be possible – if this is the case, you will be advised prior to any disclosure being made where possible.
Name

First NameLast Name
Email
example@example.co.uk
Address

Street Address

Street Address Line 2

CityCounty

Post Code
Phone Number

Area CodePhone Number
Do you wish to receive further contact from the IAB in relation to this declaration? (if yes, please indicate your preferred method of communication)*

Yes, please contact me by phoneYes, please contact me by e-mailYes, please contact me by postNo, please do not contact me regarding this declaration
Do you wish to remain anonymous during any subsequent investigation/action that results from this investigation?*

YesNo
2. Name of member or practice you are concerned about

Please insert 'Not known' if you do not know any of the relevant information
Name*

First NameLast Name
Is this individual an IAB member?*

YesNoI don't know
Practice name*
Address*

Street Address

Street Address Line 2

CityCounty

Post code
Phone Number (if known)

Area CodePhone Number
Email*
example@example.co.uk
Explain the nature of relationship between yourself and the subject*
3.      Your concern – Please explain your concern, including relevant date(s)/chronology.

The more detail you can give us, the easier it will be for us to consider what our response should be. These should be submitted at the time of raising the concern.

The following things are all useful:

·         the names of any individuals involved in the breach of regulation

·         any key dates you know about

·         the ‘how’, ‘what’ and ‘where’ of any supporting documents or evidence

·         the type of wrongdoing and who else knows about it.
4. Disclosure of complaints to third parties

Have you made any party, other than the IAB, aware of your concern? This would include any law enforcement agency or regulator.
5. Disclosure of complaint to the subject

Is the subject of your complaint aware of your concern?
6. Are there any ongoing legal/civil proceedings regarding your concern?

If yes, please provide details.
7. Evidence to support your concern

The IAB will evaluate any concern received, however, if you are able to provide any supporting evidence this would assist our review.
Cancelof
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